SENIOR ASSOCIATE, MARKET/CLIENT RISK MANAGEMENT
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
We’re seeking a future team member for the role of SENIOR ASSOCIATE, MARKET/CLIENT RISK MANAGEMENT to join our team. This role is located in CHENNAI.
In this role, you’ll make an impact in the following ways:
- Data Analysis for FINRA CAT/CAIS-Analyze data submission for CAT and CAIS to ensure compliance with FINRA regulations. Monitor and validate data accuracy and completeness. Identify and report discrepancies, errors, and inconsistencies. Perform root cause analysis and work with teams to resolve issues.
- T+1 Late Allocation and Affirmation Analysis-Analyze data for T+1 settlement process to address late allocation and affirmations. Identify trends and provide insights to mitigate delays. Collaborate with Operations and IT to enhance data reporting mechanism. Prepare reports and presentations on allocation and affirmation process.
- Collaboration and Communication-Work with teams across the organization to align data and support compliance initiatives. Effectively communicate findings to non-technical stakeholders. Provide training on data analysis told and techniques.
- Review Daily Trade Surveillance Reports- Review post trade surveillance reports and escalating potential issues for resolution.
To be successful in this role, we’re seeking the following:
- Bachelor's degree is required preferred
- 5-7 years of experience preferred.
- Preferred Qualifications:
- Settlement Process-Familiarity with settlement process
- Financial Instruments-Knowledge of financial instruments and trading practices
- Technical Skills:
- Data Visualization Tool-Experience with Tableau, Power BI, or similar tools
- Database Management-Familiarity with database system and warehousing
- Analytical Skills-Strong ability in interpreting complex data, identifying trends and anomalies.
- Effective Communication-Ability to present data findings to technical and non-technical audiences.
At BNY, our culture speaks for itself, check out the latest BNY news at:
BNY Newsroom
BNY LinkedIn
Here’s a few of our recent awards:
- America’s Most Innovative Companies, Fortune, 2025
- World’s Most Admired Companies, Fortune 2025
- “Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
